|
Checking & Debit Card Fees |
|
Advantage Account—Basic (check writing only) |
No annual fee |
|
Advantage Account—Standard (debit card) |
$125 annual fee |
|
Check Orders—Individual |
|
Initial order-standard wallet (40 checks) |
Free |
|
Re-order standard wallet (150) |
$9 |
|
Initial order-standard duplicate (150 checks) |
$20 |
|
Re-order standard duplicate (150) |
$20 |
|
Check Orders—Corporate |
|
Initial order (Three to a page) 300 checks |
$58 |
|
Re-order (Three to a page) 150 checks |
$43.50 |
|
Misc. Other Fees—Advantage Account |
|
Deposited item returned |
$25 per item |
|
Insufficient funds |
$25 |
|
Stop payment order (check or ACH transaction) |
$15 |
|
Returned Checks |
$25 |
|
Prepayment on sale (payment prior to settlement date) |
Margin Rate with $15 Minimum |
|
Check research |
$5 each |
|
Check copies |
Three free copies per month; $15 each over 3 |
|
Client Online Access to account |
No Charge |
|
ATM Transaction |
No internal service fee |
|
Customer name safekeeping |
No charge |
|
Postage & handling |
$4 |
|
Transfer Fees *any additional Transfer Agent Fees are passed on at cost |
|
Account Transfer to another Broker/Dealer (ACAT only) |
$95 |
|
Accommodation Transfer- Customer Name to Street Name |
No charge |
|
Accommodation Transfer- Street Name to Third party name &/or address |
No charge for first registration per security; $30 for each additional registration |
|
Accommodation Transfer- Register & Hold in Safekeeping |
No charge for first registration per security; $30 for each additional registration |
|
Legal Re-registration of securities requiring support of documents (into Street Name) |
No charge |
|
Register & Ship to Customer in Customer Name (Account coded to Register & Ship) |
$25 for each Cusip (maximum $250 per year) |
|
Register & Ship to Customer in Customer Name (Account coded to Register in Street Name)
Rush Withdrawal of Certificate 3-5 Business Days |
No charge for first registration per security; $30 for each additional registration
$100 |
|
Lost Certificate Replacement |
|
If reported within 90 days |
No charge |
|
If reported after 90 days |
$50 plus transfer bonding (usually 3% of market value) |
|
Mutual Funds |
|
Ticket charge |
$10 per trade |
|
Wire Transfer Funds |
|
Domestic |
$15 per wire |
|
International |
$35 per wire |
|
Retirement Fees |
|
|
IRA Custodial Fee-Annual Maintenance |
$35 |
|
IRA Custodial Fee-Termination |
$95 |
|
Qualified Retirement Plans-Standard Set-Up Fee |
$200 |
|
Qualified Retirement Plans-Non Standard Set Up Fee |
$240 |
|
Qualified Retirement Plans-Annual Maintenance |
$150 |
|
Inactive Annual Account Fees |
|
|
Custodian Accounts |
$30 |
|
Standard-Brokerage Accounts (excluding IRA’s & Advantage Debit) |
$50 |